SEC Releases InfoSec “Roadmap” for GLBA Entities

SEC Releases InfoSec “Roadmap” for GLBA Entities

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) has released a new report, entitled Cybersecurity and Resiliency Observations, which stands as their most detailed and comprehensive information security ...
Is Your Token a Security? The SEC Wants to Help You Figure That Out.

Is Your Token a Security? The SEC Wants to Help You Figure That Out.

The SEC has issued a “Framework for ‘Investment Contract’ Analysis of Digital Assets” (the ‘Framework’) that provides the Division of Corporation Finance’s guidance on how to evaluate whether digital assets are “investment ...